AssureSwarm

workflow

Interim Operating Effectiveness Testing

Runs on the existing SOX Audit using approved Control-hosted TOD/TOE results and the interim scope. Produces the program coverage and exception register, remaining-period commitments, all-controls auditor handoff and management status communications for year-end roll-forward.

Record JSON · Open in map · Data retrieval guide

Catalog revision: f368a6cce277037e4b1e1ff46004e3acd295f96c9ac63a411a0e45775a7f468e. A connection does not establish full coverage.

Attributes

domain
sox
department
internal-audit
lineOfDefense
assure

Details

teams
  • internal-audit
  • finance
domains
  • sox
standards
  • coso-ic
  • iia-2024
  • iso-27001
  • nist-800-53
  • soc2
  • sox
sourceTemplateId
workflow-library:sox-interim-operating-effectiveness-testing
releaseId
sha256:5fde217c900e81685b1e87ccc0f794849cef6f13efd40cc55b4caa086d0e7751
canonicalUrl
https://assureswarm.com/workflows/all/?w=sox-interim-operating-effectiveness-testing
capabilities
    mappingStatus
    mapped
    lineOfDefense
    assure
    controls
    • UC-AUDIT-13
    • UC-AUDIT-21
    • UC-AUDIT-25
    roleIntegrity
    activityCount
    0
    ermPhases
      lineRoles
        serviceModes
          warnings

            Source

            No record-specific source URL is provided.

            Download workflow template · Release: sha256:5fde217c900e81685b1e87ccc0f794849cef6f13efd40cc55b4caa086d0e7751

            Connections